Basic IRB Information
You may wonder why you need to interact with the IRB. It is because our country (and world) has a history of people carrying out research or otherwise collecting information on people that harmed those people, did not respect them as individuals or human beings, or otherwise did not treat them ethically. Institutional Review Boards (IRBs) exist in order to make sure that all research you do involving people is ethical and falls within certain legal guidelines. They are mandated by the federal government.
IRBs largely focus on six issues:
- HARM: Is the risk of harm to research participants minimal? If there is some risk, is the harm itself not greater than that which would be encountered in everyday life? How is the risk of harm minimized? Do the benefits of the research outweigh potential harms? For a further discussion of harm, please see the IRB website page on the topic.
- CONSENT: Is there a consent process that includes sufficient information about the research, assures that potential participants comprehend the information, and guarantees that participants participate voluntarily and are not coerced? For a further discussion of consent, please see the IRB website page on the topic.
- VULNERABLE PARTICIPANTS: Members of some groups may not be completely free to refuse to participate in research or may struggle with comprehending information (children, developmentally delayed adults, prisoners, very poor people, members of politically oppressed groups, undocumented immigrants). Has the researcher gone to the necessary lengths to make sure that vulnerable participants are treated with extra care and sensitivity? For more discussion on this topic, see the page on vulnerable participants as well as the page on research with children.
- CONFIDENTIALITY/ANONYMITY: Can the researcher guarantee that the identity of the participants will not be revealed to anyone other than the people carrying out the research? For more information on this topic, see the page on confidentiality and privacy.
- PRIVACY: Can the researcher guarantee that the information provided by the participants will be maintained in privacy so that no one who should not see it will see it? For more information on this topic, see the page on confidentiality and privacy.
- DECEPTION: Does the researcher need to mislead the participants in any way about the goals of the study, the process of participation, or both? If so, what steps can be taken to minimize the risk of deception-related harm to participants? For a further discussion of deception, please see the page on the topic.
Research is defined by the federal government as "a systematic investigation...designed to develop or contribute to generalizable knowledge."
Research that does require at least some degree of interaction with the IRB falls into three categories (discussed further on the relevant subpage):
- Exempt research, which requires minimal interaction with the IRB and only to determine whether the research meets the criteria for exemption; see the homepage for exemption forms
- Expedited research, which requires a regular review but which can be carried out by a single member of the IRB (usually the chair) on a rolling basis; and
- Full Board review research, in which some aspect of the research (such as the likelihood that it will cause more than minimal harm) requires all members of the IRB to meet and determine whether the research can be approved, needs to be modified first, or must be rejected on legal and/or ethical grounds.
What kinds of projects get approved most quickly and easily?
- Those that do not put participants at more than minimal risk of physical, legal, financial, employment, reputational, emotional/psychological, or any other kind of harm; projects with low risk levels of harm can be approved but the less potential for harm, the easier the approval
- Those that only involve adults (people 18 or over)
- Those that only involve people who are completely free and able to refuse participation in your research (so not people under 18, prisoners, undocumented immigrants, people with developmental disabilities, economically disadvantaged people, or members of politically disadvantaged groups)
- Those with well-designed processes to gain consent of participants
- Those that only use the following research methods: educational tests, questionnaires/surveys, interviews, focus groups, non-participant observation, or collection of data from voice, video, digital, or image recordings
- Those in which the research focuses on individual or group characteristics or behavior (e.g. perception, cognition, motivation, identity, language, communication, cultural beliefs/practices, or social behavior)
- Those that take place in educational settings and that focus on normal educational practices
- Those that involve the study of already collected data, documents, or records that are publicly available
- Those in which individual participants cannot be identified by name or, if they can, being identified does not put them at risk of harm
- Those that, if an organization is the topic of study, have already been approved by the organization in question
Note that even if your project does not require IRB review, you still must assure that your project addresses ethical and legal concerns about harm, informed consent, and the other categories of IRB concern. If your project does not require IRB review but you want to make sure that your project is legally and ethically appropriate, please contact the IRB chair.
For information on how the IRB is staffed, please see the relevant subpage.